We can assist you by helping coordinate all aspects of your retirement plan’s conversion installation and ongoing management. We focus on the critical areas of investments, fiduciary responsibilities and employee education. 

Our objectives are:

•To enhance the suitability of your retirement plan’s investment menu.

•To help you identify and monitor the fiduciary risks that affect your plan.

•To optimize employee participation and education.

 Investments

•Review investment policy statement (IPS)

•Assess investment performance

•Review investment menu and providers

•Implement an IPS

•Select alternatives to address over or under concentration

•Refine investment menu by considering adding new investment categories, eliminating or replacing underperforming investments, or consolidating redundant investments

Fiduciary Responsibilities

•Elect to comply with 404(c)

•Review 404(c) compliance

•Assess fidelity bonding

•Assess fiduciary liability insurance

Employee Education

•Assess current employee education program

•Plan and implement a customized employee education program